Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Cromwell is a financial advisor with over 20 years of experience in the financial services industry. Susan is a Certified Financial Planner and holds Series 63, 66 and 7 licenses. Susan is currently registered with LPL Financial LLC, which is a Registered Investment Advisor and Broker Dealer. Susan has previously worked with Invest Financial Corporation, ProEquities, Inc. and Girard Securities, Inc. Susan's areas of specialization include retirement planning, college savings, and investment management. Susan is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
02/09/2021 - Present
LPL Financial LLC (KNOXVILLE TN)
CA
01/24/2014 - 02/14/2018
INVEST FINANCIAL CORPORATION (SANTA CLARITA CA)
CA
12/03/2004 - 12/31/2013
PROEQUITIES, INC. (VALENCIA CA)
CA
09/06/2002 - 04/06/2004
GIRARD SECURITIES, INC. (SAN DIEGO CA)
AZ
01/08/1999 - 08/22/2002
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
BOTH
Issued 09/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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