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Susan C Freeman

Northwestern Mutual Investment Services, LLC

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About Susan C Freeman

Susan Freeman has been in the financial services industry since August 9, 1987. Susan is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since July 2012. Susan is also a Chartered Financial Consultant. Susan holds Series 6, 63 and 65 licenses and the SIE exam. Susan works in the firm's Atlanta, GA office. In addition to her work at Northwestern Mutual Investment Services, LLC, Susan may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products. Susan is registered with the following states: Alabama, Colorado, District of Columbia, Florida, Georgia, Illinois, Missouri, New Jersey, New York, North Carolina, Oregon, and South Carolina.

Firm Information

Susan Freeman is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1100 Peachtree St NE

Atlanta, GA 30309

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Susan Freeman’s Registration & Firm History

GA

07/18/2012 - Present

Northwestern Mutual Investment Services, LLC (Atlanta GA)

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Licenses & Designations

BC

Issued 3/25/2002

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/27/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/7/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Susan C Freeman. Review regulatory record here.
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