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Susan Bur Swink

J.p. Morgan Institutional Investments Inc.

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About Susan Bur Swink

Susan Swink is a financial advisor with over 30 years of experience in the industry. Susan is currently registered with J.P. Morgan Institutional Investments Inc. and has previously worked with Goldman, Sachs & Co., Aetna Investment Services, Inc., Invest Financial Corporation, Jefferson-Pilot Investor Services, Inc., and PML Securities Company. Susan holds Series 6, 7, 24, 63, and 66 licenses and is registered in 34 states.

Firm Information

Susan Swink is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Susan Swink’s Registration & Firm History

NY

07/23/2013 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

NY

10/16/1998 - 07/12/2013

GOLDMAN, SACHS & CO. (NEW YORK NY)

CT

09/18/1996 - 10/02/1998

AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)

WI

04/24/1995 - 07/15/1996

INVEST FINANCIAL CORPORATION (APPLETON WI)

IN

09/15/1993 - 05/05/1995

JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)

DE

09/17/1990 - 09/08/1993

PML SECURITIES COMPANY (NEWARK DE)

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Licenses & Designations

BOTH

Issued 02/17/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/13/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/1994

Series 7 - General Securities Representative Examination

BC

Issued 09/13/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susan Bur Swink.
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