Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Buccolo Diaz is a financial professional with over 20 years of experience in the industry. Susan has been registered with Vanderbilt Securities, LLC since 2013, previously working for OppenheimerFunds Distributor, Inc., HSBC Securities (USA) Inc., John Hancock Distributors LLC, and Essex National Securities, Inc. Susan holds Series 6 and SIE licenses and is a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/19/2017 - Present
Vanderbilt Securities, LLC (WOODBURY NY)
NY
03/08/2013 - 02/06/2017
VANDERBILT SECURITIES, LLC (WOODBURY NY)
NY
03/07/2007 - 11/14/2012
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
10/21/2005 - 01/23/2007
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
MA
05/31/2005 - 10/03/2005
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CA
10/19/1999 - 10/03/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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