Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Brough is a financial advisor with over 20 years of experience in the industry. Susan is registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Susan is also a registered investment advisor in Illinois and Missouri. Susan has experience in a variety of investment areas and holds several professional designations. Susan is committed to providing her clients with personalized financial advice and investment strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/14/2024 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
08/14/2006 - 03/04/2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
08/15/2005 - 08/15/2006
MORGAN KEEGAN & COMPANY, INC. (ST. LOUIS MO)
MO
10/23/2002 - 08/15/2005
SCOTTRADE, INC. (ST. LOUIS MO)
BOTH
Issued 08/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/21/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2011
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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