Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Braid Warner is a financial advisor with Amundi Distributor US, Inc. Susan has over 30 years of experience in the financial industry. She has a Series 6, Series 26, Series 63, and Series 99 license. Susan is registered with FINRA and has been active in the financial services industry since 1988. Susan previously worked for Pioneer Funds Distributor, Inc. and The Pioneer Group, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
09/14/2012 - Present
Amundi Distributor US, Inc. (BOSTON MA)
MA
05/10/1989 - 10/12/1995
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NA
01/29/1988 - 05/10/1989
THE PIONEER GROUP, INC.
BC
Issued 01/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/16/2019
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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