Unclaimed
Susan Adams is a financial professional with over 9 years of experience in the financial services industry. Susan currently works as a registered representative for Pruco Securities, LLC. Susan has a wide range of experience in the financial services industry and holds multiple licenses and certifications including Series 6, 7, 63, and 66. Susan’s previous experience includes roles at NYLIFE Securities LLC, New York Life Insurance Company, Eagle Strategies LLC, and Envision Strategies, LLC. Susan is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
MO
06/28/2019 - Present
Pruco Securities, LLC (St. Louis MO)
MO
06/16/2014 - 07/09/2019
NYLIFE SECURITIES LLC (CREVE COEUR MO)
BOTH
Issued 10/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/15/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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