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Susan Bowman Adams

Pruco Securities, LLC

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About Susan Bowman Adams

Susan Adams is a financial professional with over 9 years of experience in the financial services industry. Susan currently works as a registered representative for Pruco Securities, LLC. Susan has a wide range of experience in the financial services industry and holds multiple licenses and certifications including Series 6, 7, 63, and 66. Susan’s previous experience includes roles at NYLIFE Securities LLC, New York Life Insurance Company, Eagle Strategies LLC, and Envision Strategies, LLC. Susan is dedicated to providing her clients with personalized financial advice and guidance.

Firm Information

Susan Adams is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Susan Adams’s Registration & Firm History

MO

06/28/2019 - Present

Pruco Securities, LLC (St. Louis MO)

MO

06/16/2014 - 07/09/2019

NYLIFE SECURITIES LLC (CREVE COEUR MO)

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Licenses & Designations

BOTH

Issued 10/04/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/20/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2016

Series 7 - General Securities Representative Examination

BC

Issued 06/15/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susan Bowman Adams.
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