Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Gough has been in the financial industry since August 5, 1988 and currently works as a registered representative for Voya Investments Distributor, LLC. Susan is licensed to provide investment advice in 53 states and holds licenses for Series 7, 24, 63 and 65 exams. Susan has previously worked for a number of firms including NEW ENGLAND SECURITIES, UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER, RAUSCHER PIERCE REFSNES, INC., and ANCHOR NATIONAL FINANCIAL SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
03/23/2015 - Present
Voya Investments Distributor, LLC (SCOTTSDALE AZ)
AZ
09/22/2011 - 11/04/2014
NEW ENGLAND SECURITIES (PHOENIX AZ)
AZ
03/04/1992 - 03/30/2011
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
TX
05/01/1990 - 02/28/1992
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
09/24/1987 - 05/22/1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
IA
Issued 08/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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