Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Nottingham is an investment advisor representative with Steward Partners Investment Advisory, LLC. Susan has been in the securities industry since September 1994. Susan is currently registered with the state of Texas and Virginia. Susan has previously been registered with Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC, Legg Mason Wood Walker, Incorporated, NationsBanc Investments, Inc., and NationsSecurities. Susan holds the Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/07/2020 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
VA
05/06/2020 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (Norfolk VA)
VA
11/10/2005 - 05/07/2020
WELLS FARGO CLEARING SERVICES, LLC (NORFOLK VA)
MD
12/08/1998 - 11/22/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MA
01/01/1998 - 12/11/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
NA
09/14/1994 - 01/01/1998
NATIONSSECURITIES
IA
Issued 10/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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