Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Inwood is an investment advisor representative with Wells Fargo Clearing Services, LLC and has been in the industry since 1976. Susan holds Series 7, Series 31, Series 63, Series 65 and SIE licenses. In addition to Wells Fargo Clearing Services, LLC, Susan has also been employed by Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Prudential Securities Incorporated, Shearson Lehman Hutton Inc and E. F. Hutton & Company Inc. Susan is currently registered in 21 states and has offices in Las Vegas, Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
04/07/2023 - Present
Wells Fargo Clearing Services, LLC (LAS VEGAS NV)
CA
06/01/2009 - 11/22/2011
MORGAN STANLEY SMITH BARNEY (LOS ANGELES CA)
CA
10/23/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
10/17/1988 - 10/28/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
04/11/1988 - 11/10/1988
SHEARSON LEHMAN HUTTON INC.
NA
09/01/1976 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 12/04/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 08/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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