Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Ayres Griffin is a Registered Representative and Investment Advisor Representative with Synovus Securities, Inc. Susan Griffin has over 23 years of experience in the securities industry. Susan Griffin is licensed to conduct securities business in Alabama. Prior to joining Synovus Securities, Inc., Susan Griffin was employed by AMSOUTH INVESTMENT SERVICES, INC. in Birmingham, Alabama. Susan Griffin has a Series 63, Series 65, Series 66, Series 7 and SIE license. Susan Griffin focuses on providing financial planning, portfolio management and other services to individuals, businesses and non-profits.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax related services, administrative services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
12/20/2010 - Present
Synovus Securities, Inc. (HUNTSVILLE AL)
AL
06/23/1997 - 01/06/1998
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
BOTH
Issued 12/17/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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