Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Krimigis is an Investment Advisor Representative at Rockefeller Financial LLC. Susan has been in the financial services industry for over 15 years. Susan is a registered representative in 53 states and two territories. Susan has a series 65, 63, 66, 7, 26, and SIE licenses. Susan's expertise includes portfolio management, financial planning and selection of other advisors. Susan also provides advisory services to businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
03/22/2024 - Present
Rockefeller Financial LLC (Bethesda MD)
MD
05/29/2007 - 02/13/2014
CITIGROUP GLOBAL MARKETS INC. (BETHESDA MD)
MD
09/18/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (BETHESDA MD)
MO
08/06/2002 - 06/25/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/30/1999 - 08/06/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 03/22/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/17/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/26/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/16/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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