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Susan Anne Schaufele

Independent Financial Group, LLC

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About Susan Anne Schaufele

Susan Schaufele is a financial advisor with Independent Financial Group, LLC. She is registered with the state of Ohio and has been in the industry since 2001. Susan has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. Susan holds Series 7, Series 66, and SIE licenses. She has previously worked with Foothill Securities, Inc., Fintegra, LLC, SMH Capital Inc., Ferris, Baker Watts Incorporated, and Advest, Inc.

Firm Information

Susan Schaufele is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Susan Schaufele’s Registration & Firm History

OH

11/29/2016 - Present

Independent Financial Group, LLC (Westlake OH)

OH

09/02/2015 - 11/29/2016

FOOTHILL SECURITIES, INC. (Westlake OH)

OH

03/10/2009 - 08/14/2015

FINTEGRA, LLC (BEACHWOOD OH)

OH

12/13/2005 - 03/02/2009

SMH CAPITAL INC. (BEACHWOOD OH)

MD

01/29/2003 - 12/14/2005

FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)

CT

08/14/2001 - 01/21/2003

ADVEST, INC. (HARTFORD CT)

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Licenses & Designations

BOTH

Issued 10/29/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susan Anne Schaufele.
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