Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Knox is a registered investment advisor representative with MML Investors Services, LLC. Susan has been in the financial services industry since January 1996. Susan has a wide range of experience in the financial industry, including experience in providing investment advice, financial planning, and portfolio management services. Susan has passed several industry exams, including the Series 6, 7, 24, 63, and 65 exams. Susan is registered with the state of California to provide investment advice. Susan is associated with the firm's Arcadia, California office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
02/22/2018 - Present
MML Investors Services, LLC (ARCADIA CA)
CA
02/17/2015 - 01/09/2018
PRUCO SECURITIES, LLC. (SHERMAN OAKS CA)
CA
10/23/2013 - 02/04/2015
MML INVESTORS SERVICES, LLC (WESTLAKE VILLAGE CA)
CA
08/25/2005 - 09/13/2013
NYLIFE SECURITIES LLC (WOODLAND HILLS CA)
VT
12/17/2003 - 07/19/2005
EQUITY SERVICES, INC. (MONTPELIER VT)
NJ
09/27/1995 - 12/09/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 11/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/26/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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