Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Puglisi is a financial advisor with Ameriprise Financial Services, LLC. Susan has over 15 years of experience in the financial services industry. Susan is a Registered Representative and Investment Advisor Representative, licensed to conduct business in multiple states. Susan's past experience includes roles with UBS Financial Services Inc., Morgan Stanley and Citigroup Global Markets Inc. Susan holds the Series 7, 9, 10, 66 and SIE licenses. Susan offers a range of financial services, including financial planning, portfolio management, and asset allocation services. Susan is dedicated to providing personalized financial guidance to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
11/07/2023 - Present
Ameriprise Financial Services, LLC (CONSHOHOCKEN PA)
PA
11/17/2014 - 05/10/2023
UBS FINANCIAL SERVICES INC. (CONSHOHOCKEN PA)
PA
06/01/2009 - 11/13/2014
MORGAN STANLEY (WEST CONSHOHOCKEN PA)
PA
06/12/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BLUE BELL PA)
BOTH
Issued 08/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/15/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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