Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Estep is a financial advisor with over 30 years of experience in the financial services industry. She is currently registered with Raymond James Financial Services Advisors, Inc. and is a member of the firm's Missoula, Montana branch. Susan has held various roles at prominent firms throughout her career, including Wells Fargo Advisors Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MT
01/04/2019 - Present
Raymond James Financial Services Advisors, Inc. (Missoula MT)
MT
01/29/2010 - 01/14/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MISSOULA MT)
MT
09/02/2005 - 02/03/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MISSOULA MT)
NY
01/09/1998 - 09/27/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MO
04/08/1992 - 01/14/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
11/01/1988 - 04/30/1992
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NA
04/25/1988 - 11/01/1988
J.P. MORGAN EQUITIES INC.
NA
04/30/1987 - 04/16/1988
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 03/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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