Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Butler is a financial advisor with over 40 years of experience in the industry. Susan is a registered representative with Momentum Independent Network Inc. and is licensed in 19 states. Susan specializes in providing financial planning, portfolio management, and educational seminars for individuals and families. She is committed to helping her clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
09/10/1999 - Present
Momentum Independent Network Inc. (HOUSTON TX)
NY
03/02/1998 - 10/20/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
04/05/1991 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
11/22/1988 - 04/12/1991
THE G.M.S. GROUP, INC.
NJ
09/03/1985 - 04/12/1991
THE G.M.S. GROUP, INC. (EAST HANOVER NJ)
NA
09/03/1985 - 12/31/1988
MOORE & SCHLEY, CAMERON & CO.
NA
10/22/1984 - 07/30/1985
DONALD SHELDON & CO., INC.
NA
10/19/1983 - 09/21/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 11/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/15/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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