Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Waters is a financial professional with over 8 years of experience in the financial services industry. Susan is currently registered with Truist Securities, Inc. and holds Series 63, SIE, and Series 79 licenses. Susan has previously worked at BB&T Securities, LLC and Fifth Third Securities, Inc. Susan is licensed in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
07/01/2020 - Present
Truist Securities, Inc. (ATLANTA GA)
VA
03/07/2019 - 07/01/2020
BB&T SECURITIES, LLC (RICHMOND VA)
OH
01/27/2017 - 04/24/2017
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
BC
Issued 03/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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