Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Hancock is a financial advisor with over 15 years of experience in the industry. Susan is currently registered with LPL Financial LLC in Arizona and Wyoming. Previously, Susan was registered with Investment Centers of America, Inc., BancWest Investment Services, Inc., R.W. Pressprich & Co., Fieldstone Services Corp., and Bear, Stearns & Co. Inc. Susan has passed the Series 63, 66, and 7 exams, as well as the Securities Industry Essentials (SIE) exam. Susan is a specialist in several areas of financial planning, including investment management, retirement planning, and insurance. Susan is committed to providing her clients with personalized financial advice to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
11/29/2017 - Present
LPL Financial LLC (TUSCON AZ)
WY
02/19/2013 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (JACKSON WY)
WY
07/28/2011 - 02/11/2013
BANCWEST INVESTMENT SERVICES, INC. (GREEN RIVER WY)
NY
06/07/2010 - 06/02/2011
R.W.PRESSPRICH & CO. (NEW YORK NY)
NY
04/14/2009 - 06/01/2010
FIELDSTONE SERVICES CORP. (NEW YORK NY)
NY
10/27/1998 - 01/29/2002
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 08/04/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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