Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Randazzo is a financial advisor with Wells Fargo Clearing Services, LLC in CORAL SPRINGS, FL. Susan has been in the industry since June 12, 2001 and has a combined 14 years of experience at both Wells Fargo and Citigroup. She is registered with FINRA and holds Series 63, 7, 9 and SIE licenses. Susan specializes in providing financial planning and investment consulting services to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/25/2009 - Present
Wells Fargo Clearing Services, LLC (CORAL SPRINGS FL)
FL
10/12/2004 - 03/11/2009
CITIGROUP GLOBAL MARKETS INC. (PLANTATION FL)
NY
06/13/2001 - 10/12/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 10/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Susan Randazzo is the right advisor for you? Invested Better is here to help.
