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Susan A Krant

Charles Schwab & CO., Inc.

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About Susan A Krant

Susan Krant is a financial professional with over 30 years of experience in the industry. Susan is currently a registered representative with Charles Schwab & CO., Inc. in Phoenix, Arizona. Susan has previously worked with BROKER DEALER FINANCIAL SERVICES CORP. in Scottsdale, Arizona, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in Quincy, Massachusetts, PIPER JAFFRAY & CO. in Minneapolis, Minnesota, PAINEWEBBER INCORPORATED in Weehawken, New Jersey, KIDDER, PEABODY & CO. INCORPORATED in New York, New York, PRUDENTIAL-BACHE SECURITIES INC. in New York, New York, and ELDER-NELSON EQUITIES CORPORATION.

Firm Information

Susan Krant is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Susan Krant’s Registration & Firm History

AZ

11/10/2010 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

AZ

02/16/2010 - 09/28/2010

BROKER DEALER FINANCIAL SERVICES CORP. (SCOTTSDALE AZ)

MA

11/10/2004 - 10/24/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (QUINCY MA)

MN

09/29/2000 - 04/19/2004

PIPER JAFFRAY & CO. (MINNEAPOLIS MN)

NJ

01/28/1995 - 10/10/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

02/05/1992 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NY

04/23/1990 - 12/31/1991

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NY

07/11/1989 - 04/24/1990

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

NY

03/21/1986 - 07/15/1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

06/18/1985 - 01/22/1986

ELDER-NELSON EQUITIES CORPORATION

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Licenses & Designations

BC

Issued 03/13/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/30/1999

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/23/1999

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Susan A Krant.
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