Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Surya? Claim Your ProfileSurya S Bhattacharjee is a financial professional with over 19 years of experience in the industry. Surya has a broad range of experience, having worked with Deutsche Banc Alex. Brown Inc., Morgan Stanley & Co. Incorporated, BNP Paribas Securities Corp. Currently, Surya is a registered representative of Bbva Securities Inc.. Surya has passed several industry exams, including the Series 7, Series 3, Series 79, Series 24 and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/31/2018 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
11/17/2009 - 09/09/2015
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
05/05/2004 - 05/15/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
06/20/2003 - 04/06/2004
PALI CAPITAL, INC. (NEW YORK NY)
NY
12/23/1999 - 12/04/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
BC
Issued 12/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/27/2003
Series 3 - National Commodity Futures Examination
BC
Issued 12/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Surya Bhattacharjee is the right advisor for you? Invested Better is here to help.
