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Surya Karen Sapra

Santander Securities LLC

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About Surya Karen Sapra

Surya Karen Sapra has been active in the financial services industry since January 25, 2004. Surya is currently registered with Santander Securities LLC in Boston, MA. Surya has held previous positions with LPL FINANCIAL LLC, IFMG SECURITIES, INC. and CITIGROUP GLOBAL MARKETS INC. Surya is licensed in multiple states including MA, TX, and several other states. Surya Karen Sapra's registrations show that Surya has a specialization in securities, mutual funds, variable annuities, and fixed insurance. Surya's expertise is in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.

Firm Information

Surya Sapra is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Surya Sapra’s Registration & Firm History

MA

01/20/2016 - Present

Santander Securities LLC (BOSTON MA)

MA

05/27/2008 - 09/19/2012

LPL FINANCIAL LLC (BOSTON MA)

MA

06/25/2004 - 05/27/2008

IFMG SECURITIES, INC. (NEEDHAM MA)

NY

01/26/2004 - 07/01/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/13/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/05/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Surya Karen Sapra. Review regulatory record here.
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