Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Surya? Claim Your ProfileSurya Giri is a financial professional with a focus on investment banking. Surya holds the Series 63, SIE, and Series 79TO licenses. Surya has been in the industry for a short period of time but has a strong foundation in investment banking. Surya is currently employed by Harris Williams and is registered in California and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/25/2024 - Present
Harris Williams (SAN FRANCISCO CA)
BC
Issued 06/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/03/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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