Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Surojeet? Claim Your ProfileSurojeet Ghatak is a financial advisor with over 28 years of experience in the industry. Surojeet is a registered representative of LPL Financial LLC and has a Series 7, Series 24, and Series 63 license. Surojeet has previously worked at Cambridge Investment Research, Inc. and Fidelity Investments Institutional Services Company, Inc. Surojeet is a Chartered Financial Analyst (CFA) and specializes in financial planning, portfolio management, and pension consulting. Surojeet also offers educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/30/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
NM
06/08/2018 - 08/26/2022
CAMBRIDGE INVESTMENT RESEARCH, INC. (Albuquerque NM)
RI
09/27/1994 - 01/16/2018
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 09/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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