Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Surina? Claim Your ProfileSurina Sidhdharth Sheth is a registered representative of UBS Financial Services Inc. Surina is registered with FINRA and has been in the industry since 2023. Surina has earned the Series 7, Series 66, and SIE licenses. Surina is active in a wide range of specializations including individual investors, retirement planning, and insurance. Surina has a strong track record of providing high-quality investment advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/10/2023 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
BOTH
Issued 08/04/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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