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Suresh Ganesan

National Financial Services LLC

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About Suresh Ganesan

Suresh Ganesan is a financial professional with over 5 years of experience in the financial services industry. Suresh is a Registered Representative with National Financial Services LLC. Prior to that, Suresh was registered with Fidelity Brokerage Services LLC and Digital Brokerage Services LLC. Suresh holds the Series 7, Series 24 and SIE licenses.

Firm Information

Suresh Ganesan is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Suresh Ganesan’s Registration & Firm History

TX

01/31/2018 - Present

National Financial Services LLC (WESTLAKE TX)

MA

06/19/2020 - 08/15/2023

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

NJ

02/03/2021 - 08/14/2023

DIGITAL BROKERAGE SERVICES LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 03/29/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Suresh Ganesan.
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