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Surendranathbabu Yalavarthy

THE Leaders Group, Inc.

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About Surendranathbabu Yalavarthy

Surendranathbabu Yalavarthy is a financial professional with a strong foundation in the securities industry. Yalavarthy has successfully completed the Series 63, Series 6TO, and SIE exams and is registered in North Carolina and Texas. Yalavarthy is currently employed by The Leaders Group, Inc. and is actively involved in the financial services industry.

Firm Information

Surendranathbabu Yalavarthy is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Surendranathbabu Yalavarthy’s Registration & Firm History

CO

01/26/2024 - Present

THE Leaders Group, Inc. (LITTLETON CO)

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Licenses & Designations

BC

Issued 02/23/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/26/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/30/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Surendranathbabu Yalavarthy.
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