Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Surendra? Claim Your ProfileSurendra Vishnuprasad Dave is a financial advisor with over 20 years of experience. Surendra has been a Registered Representative since 1992 and is currently a registered Investment Advisor Representative at Edelman Financial Engines. Surendra has previously held positions at Fidelity Brokerage Services LLC, EF Legacy Securities, LLC, and Sanders Morris Harris LLC. In addition to his experience in financial planning, Surendra is a Certified Financial Planner. Surendra specializes in working with individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
1
2
MD
12/07/2018 - Present
Edelman Financial Engines (BETHESDA MD)
MD
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (BETHESDA MD)
MD
05/07/2013 - 04/22/2016
SANDERS MORRIS HARRIS LLC (BETHESDA MD)
VA
10/13/1998 - 05/22/2013
FIDELITY BROKERAGE SERVICES LLC (TYSONS CORNER VA)
NY
10/24/1997 - 10/02/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
05/03/1994 - 11/01/1995
CITIZENS BROKERAGE SERVICES, INC.
NJ
08/31/1992 - 03/24/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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