Unclaimed
Suren Nikoghosyan is a registered representative with Wells Fargo Clearing Services, LLC, a firm with over 14,000 licensed agents and $558 billion in regulatory assets under management. Suren has been in the industry since 2010 and holds Series 6, 7TO, and 63 licenses. Before joining Wells Fargo, Suren worked at J.P. Morgan Securities LLC and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/21/2017 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
12/07/2015 - 10/18/2016
J.P. MORGAN SECURITIES LLC (BURBANK CA)
CA
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (TARZANA CA)
CA
04/14/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CULVER CITY CA)
BC
Issued 04/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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