Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suraj? Claim Your ProfileSuraj Kalia is a financial advisor with Oppenheimer & Co. Inc. based in NEW YORK, NY. Suraj has been in the financial industry since 2004 and has held previous roles at NORTHLAND SECURITIES, INC., C.K. COOPER & COMPANY, INC., RODMAN & RENSHAW, LLC, MADISON WILLIAMS AND COMPANY, SMH CAPITAL INC., PIPER JAFFRAY & CO., and RODMAN & RENSHAW, LLC. Suraj is registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
02/23/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
08/01/2012 - 10/25/2019
NORTHLAND SECURITIES, INC. (NEW YORK NY)
CA
07/16/2012 - 07/30/2012
C.K. COOPER & COMPANY, INC. (IRVINE CA)
NY
12/17/2009 - 07/06/2012
RODMAN & RENSHAW, LLC (NEW YORK NY)
NY
12/01/2009 - 12/16/2009
MADISON WILLIAMS AND COMPANY (NEW YORK NY)
NY
04/21/2008 - 12/16/2009
SMH CAPITAL INC. (NEW YORK NY)
NY
02/05/2007 - 04/08/2008
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
08/22/2005 - 02/02/2007
RODMAN & RENSHAW, LLC (NEW YORK NY)
MN
06/14/2004 - 08/16/2005
NORTHLAND SECURITIES, INC. (MINNEAPOLIS MN)
BC
Issued 10/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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