Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suraj? Claim Your ProfileSuraj Joshi is a financial advisor with B. Riley Wealth Advisors, Inc. in Bellevue, WA. Suraj has been in the industry since 1993 and has a broad range of experience serving individual investors, families, businesses and institutions. Suraj holds the Series 63, Series 65, Series 7 and SIE licenses. Suraj specializes in financial planning, portfolio management and insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
09/04/2023 - Present
B. Riley Wealth Advisors, Inc. (Bellevue WA)
WA
09/30/2005 - 07/22/2022
NATIONAL SECURITIES CORPORATION (SEATTLE WA)
MO
07/21/1997 - 10/10/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/01/1994 - 07/29/1997
SMITH BARNEY INC. (NEW YORK NY)
FL
08/02/1993 - 11/09/1993
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
IA
Issued 09/02/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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