Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Supriya? Claim Your ProfileSupriya Batra is an investment advisor representative with Hightower Advisors, LLC. Supriya has been in the industry for over 20 years and has experience with a variety of financial services firms, including Goldman, Sachs & Co. and J.P. Morgan Securities LLC. Supriya specializes in financial planning, portfolio management, and treasury management for corporate clients. Supriya is registered with the state of California and holds the Series 7, Series 9, Series 10, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
09/15/2021 - Present
Hightower Advisors, LLC (CHICAGO IL)
CA
06/04/2015 - 10/14/2021
BEL AIR SECURITIES LLC (LOS ANGELES CA)
CA
06/03/2010 - 06/04/2015
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
NY
06/05/2006 - 06/18/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
10/02/2002 - 07/09/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 12/16/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/02/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
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