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Supriya Bajoria

Scotia Capital (usa) Inc.

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About Supriya Bajoria

Supriya Bajoria is a financial professional with over a decade of experience in the industry. Supriya is currently registered with Scotia Capital (usa) Inc. and has held previous positions at UBS Securities LLC, Nomura Securities International, Inc., and Citigroup Global Markets Inc. Supriya holds a variety of licenses, including Series 3, 7, 55, 63, and SIE. Supriya is registered to offer securities in all 50 states.

Firm Information

Supriya Bajoria is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Supriya Bajoria’s Registration & Firm History

NY

09/27/2023 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

01/27/2014 - 12/19/2018

UBS SECURITIES LLC (NEW YORK NY)

NY

02/24/2013 - 01/24/2014

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

08/29/2006 - 08/06/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/15/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/2014

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/22/2013

Series 7 - General Securities Representative Examination

BC

Issued 10/14/2006

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Supriya Bajoria.
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