Unclaimed
Suprio Chaudhuri is a financial professional with over 14 years of experience in the industry. Suprio is currently registered with Natixis Securities Americas LLC. Previously, Suprio worked at ABN AMRO Securities (USA) LLC, Jefferies LLC, RBS Securities Inc. and Charles Schwab & Co., Inc.. Suprio holds the Series 14, 24, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/21/2019 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
07/12/2017 - 08/12/2019
ABN AMRO SECURITIES (USA) LLC (NEW YORK NY)
NY
08/20/2012 - 01/23/2014
JEFFERIES LLC (NEW YORK NY)
CT
06/27/2006 - 04/02/2012
RBS SECURITIES INC. (STAMFORD CT)
AZ
05/20/2004 - 06/14/2006
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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