Unclaimed
Sunshia Yawoga is a financial professional with over 15 years of experience in the industry. Sunshia is currently registered with Franklin Distributors, LLC. Prior to joining Franklin Distributors, LLC, Sunshia worked at PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP and FIDELITY BROKERAGE SERVICES, INC.. Sunshia holds Series 63, Series 7 and SIE licenses. Sunshia is registered in 5 states, including California, Connecticut, Florida, Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/02/2024 - Present
Franklin Distributors, LLC (Boston MA)
MA
07/14/2009 - 07/02/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Boston MA)
RI
10/30/1998 - 03/29/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 11/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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