Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sunny? Claim Your ProfileSunny Saurabh Sharma is a financial advisor with Commonwealth Financial Network. Sunny has been in the industry for 9 years, most recently working with LPL Financial LLC from 2019 to 2023. Sunny has a Series 7 and Series 66 license, in addition to a Securities Industry Essentials (SIE) license. Sunny is currently licensed in California, Maryland and Oregon. Sunny specializes in working with individual investors, corporations, high net worth individuals, pension and profit sharing plans, charitable organizations, and state or municipal government entities. Sunny offers various financial planning services, including portfolio management, financial planning, educational seminars, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/05/2023 - Present
Commonwealth Financial Network (Hercules CA)
CA
11/06/2019 - 01/20/2023
LPL FINANCIAL LLC (HERCULES CA)
CA
12/03/2014 - 11/08/2019
EDWARD JONES (WALNUT CREEK CA)
BOTH
Issued 01/03/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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