Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sunny? Claim Your ProfileSunny Kang is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Sunny has been in the financial services industry since 1994 and has a wide range of experience. Sunny has a Series 7, 63, and 66 license and is registered with the state of California and Texas. Sunny provides a variety of services to individual and business clients, including portfolio management, investment planning, and retirement planning. Sunny is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/18/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TORRANCE CA)
CA
02/13/2014 - 09/19/2018
UNIONBANC INVESTMENT SERVICES, LLC (TORRANCE CA)
CA
04/06/1998 - 11/16/2000
ROTH CAPITAL PARTNERS, INC. (NEWPORT BEACH CA)
NJ
08/07/1996 - 04/16/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/20/1995 - 08/16/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
04/14/1994 - 05/20/1996
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
BOTH
Issued 11/05/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sunny Kang is the right advisor for you? Invested Better is here to help.
