linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Sunny Hong Gao

Charles Schwab & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Sunny? Claim Your Profile

About Sunny Hong Gao

Sunny Gao is a financial advisor registered with Charles Schwab & CO., Inc., and has been in the industry since September 2006. Sunny is registered with the Financial Industry Regulatory Authority (FINRA) and is a Series 7 and Series 63 licensed professional. Sunny holds a Chartered Financial Analyst designation and is experienced in financial planning. The advisor is registered in 31 states and two territories. Sunny has worked with various firms such as UBS Global Asset Management (US) Inc., HarrisDirect LLC, HARRIS INVESTOR SERVICES, INC., and CALAMOS FINANCIAL SERVICES LLC. Currently, Sunny is associated with Charles Schwab & CO., Inc. in Naperville, Illinois.

Firm Information

Sunny Gao is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Asset based fees for wrap pgrms & subsc pricing for fin planning

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Sunny Gao’s Registration & Firm History

IL

01/02/2019 - Present

Charles Schwab & CO., Inc. (Naperville IL)

IL

05/07/2007 - 01/12/2009

CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)

IL

12/16/2005 - 04/27/2007

HARRIS INVESTOR SERVICES, INC. (CHICAGO IL)

NJ

09/26/2005 - 12/31/2005

HARRISDIRECT LLC (JERSEY CITY NJ)

NY

04/20/2004 - 07/21/2004

UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)

Not sure if Sunny Hong Gao is right for you?

Licenses & Designations

BC

Issued 05/18/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sunny Hong Gao.
Not sure if Sunny Hong Gao is right for you?