Unclaimed
Sunny Parikh is a registered representative with Mizuho Securities USA LLC. Sunny has been in the securities industry since April 23, 2012. Sunny holds the Series 63, SIE, and Series 79 licenses. Sunny is registered in 52 states and the District of Columbia. Sunny's previous experience includes a role with RBS Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/23/2016 - Present
Mizuho Securities USA LLC (NEW YORK NY)
CT
11/15/2010 - 04/15/2015
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 12/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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