Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sunny? Claim Your ProfileSunny Patel is a financial professional with over 11 years of experience in the industry. Sunny is currently registered with First Citizens Investor Services, Inc. and SVB Wealth in New York. Sunny has held previous roles with First Republic Securities Company, LLC, J.P. Morgan Securities LLC, and Chase Investment Services Corp. Sunny has passed the Series 6, 7TO, 63, and 65 exams and holds registrations in New York. Sunny is a Private Banker for First Citizens Bank, focused on meeting with existing and prospective clients to discuss investment capabilities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
05/23/2024 - Present
First Citizens Investor Services, Inc. (CHARLOTTE NC)
NY
01/29/2014 - 06/26/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (New York NY)
NY
10/01/2012 - 12/24/2013
J.P. MORGAN SECURITIES LLC (PORT WASHINGTON NY)
NY
05/10/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PORT WASHINGTON NY)
IA
Issued 01/28/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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