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Sunkyung Jessica Chung

Robert W. Baird & Co. Inc.

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About Sunkyung Jessica Chung

Sunkyung Jessica Chung is a financial advisor currently working for Robert W. Baird & Co. Inc. in New York, NY. Sunkyung has been in the financial industry since 2010 and holds a number of licenses and registrations including Series 3, 7, 24, 55, 57TO and SIE. Prior to joining Robert W. Baird & Co. Inc., Sunkyung worked for VIRTU ITG LLC, NOMURA SECURITIES INTERNATIONAL, INC., and CREDIT SUISSE FIRST BOSTON CORPORATION. Sunkyung offers a variety of financial services including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Sunkyung also provides financial planning, pension consulting, and educational seminars.

Firm Information

Sunkyung Chung is currently registered with Robert W. Baird & Co. Inc.. Robert W. Baird & Co. Inc. is a corporation formed on December 29, 1919, and headquartered in Milwaukee, WI. The firm offers a comprehensive range of financial services, including investment banking, asset management, wealth management, and private equity. Baird serves a diverse client base, including individuals, families, corporations, institutions, and governments. The firm has over 3,000 employees and is registered with the SEC and all 50 states.
Robert W. Baird & Co. Inc.

777 E. WISCONSIN AVENUE

MILWAUKEE, WI 53202-5391

$287.51B

Assets Under Management

11,103

Total Clients

2,915

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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see schedule d

See schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Hard dollar payments for research

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Sunkyung Chung’s Registration & Firm History

NY

05/14/2021 - Present

Robert W. Baird & Co. Inc. (New York NY)

NY

11/15/2010 - 06/10/2019

VIRTU ITG LLC (NEW YORK NY)

NY

05/27/2010 - 10/26/2010

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

02/02/1995 - 04/11/1997

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/18/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/02/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/26/2010

Series 7 - General Securities Representative Examination

BC

Issued 03/25/1995

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sunkyung Jessica Chung.
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