Unclaimed
Sunkyung Jessica Chung is a financial advisor currently working for Robert W. Baird & Co. Inc. in New York, NY. Sunkyung has been in the financial industry since 2010 and holds a number of licenses and registrations including Series 3, 7, 24, 55, 57TO and SIE. Prior to joining Robert W. Baird & Co. Inc., Sunkyung worked for VIRTU ITG LLC, NOMURA SECURITIES INTERNATIONAL, INC., and CREDIT SUISSE FIRST BOSTON CORPORATION. Sunkyung offers a variety of financial services including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Sunkyung also provides financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NY
05/14/2021 - Present
Robert W. Baird & Co. Inc. (New York NY)
NY
11/15/2010 - 06/10/2019
VIRTU ITG LLC (NEW YORK NY)
NY
05/27/2010 - 10/26/2010
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
02/02/1995 - 04/11/1997
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 06/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/26/2010
Series 7 - General Securities Representative Examination
BC
Issued 03/25/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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