Unclaimed
Sunitinder Sekhon is a financial advisor at Truist Securities, Inc., with over 17 years of experience in the financial services industry. Sekhon holds Series 7, 63 and 87 licenses. Sekhon is registered with FINRA, and the state securities regulators of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Sunitinder Sekhon was previously registered with Dahlman Rose & Company, LLC, and J.P. Morgan Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/23/2012 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
05/19/2010 - 08/11/2011
DAHLMAN ROSE & COMPANY, LLC (NEW YORK NY)
NY
10/01/2008 - 05/25/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/17/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
12/09/2005 - 06/22/2007
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
BC
Issued 12/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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