Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sunita? Claim Your ProfileSunita Hira Patel is a financial advisor with Wellington Funds Distributors Inc. Sunita has been in the industry since 2010 and has a Series 7, Series 63, and Series 66. She is currently registered with the state of California and has previously been registered with the states of New York and California. Before working at Wellington Funds Distributors Inc. Sunita worked at CITY NATIONAL SECURITIES, INC. and J.P. MORGAN SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/02/2014 - Present
Wellington Funds Distributors Inc. (SAN FRANCISCO CA)
CA
02/11/2004 - 05/19/2006
CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)
NY
01/22/2001 - 12/02/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 01/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/13/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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