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Sunita Chachy Joseph

Charles Schwab & CO., Inc.

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About Sunita Chachy Joseph

Sunita Chachy Joseph is a financial advisor at Charles Schwab & CO., Inc. Sunita has been in the industry since 2003 and has been with Charles Schwab & CO., Inc. since 2007. Sunita holds the Series 7, Series 63, and Series 66 securities licenses and is registered in 17 states. Sunita is an active advisor and is currently registered as a Registered Representative in California. Sunita is also registered as an Investment Advisor Representative in California. Sunita's specializations include Securities and Investment Advisory services. Sunita is a wrap fee program sponsor and a financial planning advisor referral program. Sunita also specializes in providing asset-based fees for wrap programs, subscription pricing for financial planning, and selecting other advisors.

Firm Information

Sunita Joseph is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Sunita Joseph’s Registration & Firm History

CA

01/12/2009 - Present

Charles Schwab & CO., Inc. (Berkeley CA)

CA

12/17/2002 - 10/26/2007

FIDELITY BROKERAGE SERVICES LLC (CAMPBELL CA)

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Licenses & Designations

BOTH

Issued 12/13/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/23/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sunita Chachy Joseph.
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