Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sunil? Claim Your ProfileSunil Suri has been in the financial services industry since March 1992 and is currently registered as an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. Sunil has been with Merrill Lynch since June 1995. Prior to joining Merrill Lynch, Sunil was employed at OLDE DISCOUNT CORPORATION in Detroit, Michigan and CHATFIELD DEAN & CO., INC. in Greenwood Village, Colorado. Sunil has passed a number of securities exams including Series 63, 65, 7, 8, 9, 10, 24, 31, and SIE. Sunil Suri also maintains a sole proprietorship business outside of Merrill Lynch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/20/1997 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (OAK BROOK IL)
MI
07/15/1993 - 07/07/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
CO
02/24/1992 - 07/07/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 09/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/1994
Series 4 - Registered Options Principal Examination
BC
Issued 12/11/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/11/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 02/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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