Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sunil? Claim Your ProfileSunil Dutt Misra is an investment advisor representative with Compass Financial Management LLC. Sunil has over 10 years of experience in the financial services industry. Sunil has a wide range of experience providing financial advice to individuals, businesses, and retirement plans. Sunil is committed to providing personalized financial advice to help clients achieve their financial goals. Sunil is also a Managing Partner of Indus International LLC, a firm that provides fixed insurance products. Sunil is dedicated to providing his clients with the highest level of service and is committed to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
05/18/2021 - Present
Compass Financial Management LLC (Jacksonville FL)
FL
06/30/2015 - 04/10/2019
ROYAL ALLIANCE ASSOCIATES, INC. (JACKSONVILLE FL)
CO
01/18/2014 - 07/01/2015
THE LEADERS GROUP, INC. (LITTLETON CO)
FL
06/03/2009 - 10/22/2010
PARK AVENUE SECURITIES LLC (JACKSONVILLE FL)
FL
01/15/2009 - 05/26/2009
AMERIPRISE FINANCIAL SERVICES, INC. (JACKSONVILLE FL)
BC
Issued 03/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/2021
Series 24 - General Securities Principal Examination
BC
Issued 12/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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