Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sungwon? Claim Your ProfileSungwon Ma is a registered investment advisor representative with TIAA-CREF Individual & Institutional Services, LLC. Sungwon has been in the financial services industry since 1999 and is licensed in Texas. Sungwon is also a registered representative. Sungwon’s firm provides financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
03/21/2014 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)
TX
02/18/2000 - 04/19/2012
TD AMERITRADE, INC. (FORT WORTH TX)
NY
02/11/1999 - 07/09/1999
PRIME CHARTER LTD. (NEW YORK NY)
IA
Issued 03/20/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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