Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sungmin? Claim Your ProfileSungmin Shin is a financial professional with over 6 years of experience in the industry. Sungmin is currently registered with Kippsdesanto & Co. in McLean, VA and is a registered representative with FINRA. Prior to joining Kippsdesanto & Co., Sungmin was employed by Houlihan Lokey Capital, Inc. in Dallas, TX and UBS Securities LLC in New York, NY. Sungmin holds the Series 63, SIE, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
09/23/2019 - Present
Kippsdesanto & Co. (McLean VA)
TX
04/13/2015 - 08/19/2019
HOULIHAN LOKEY CAPITAL, INC. (DALLAS TX)
NY
08/24/2013 - 03/11/2015
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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