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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sungmin ryan? Claim Your ProfileSungmin Ryan Park is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Florham Park, NJ. Sungmin Ryan Park has been in the financial services industry since 1995. Sungmin Ryan Park has passed the Series 7, Series 66, and the SIE exams and has a total of 13 state registrations, including in New Jersey, Texas, and California. Sungmin Ryan Park is registered with FINRA and a member of the Securities Investor Protection Corporation (SIPC). In addition to providing investment advice, Sungmin Ryan Park is a POA for a family member's account.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/23/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FLORHAM PARK NJ)
NY
05/03/1993 - 08/06/1997
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/20/1990 - 05/04/1993
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 05/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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